Navigating the world of compliance consulting doesn’t have to a chore. Learn the top three things to look for in a compliance consultant. If you’re responsible for finding a compliance consultant or hiring a compliance professional to work within your organization, you probably already know how critical your decision is to the success of your firm
In 2017, the SEC’s Office of Compliance Inspections and Examinations (OCIE) looked at 75 financial firms to get an update on their cybersecurity preparedness
Your Team At minimum, success in social media is going to involve you and your compliance officer. Depending on your plan, you may also need to involve others in your firm
Explore the transformative potential of using AI in your marketing efforts while also navigating the associated risks and compliance requirements. Learn how AI-driven strategies can enhance efficiency and engagement, but also understand the importance of including disclosures in all marketing efforts
05-14-2024 | 15:00 - 16:00 ET
This doesn’t make planning unethical or illegal in any sense, in fact Medicaid planning represents an understanding of the importance of compliance. We’re waiting to help set your appointment: contact [email protected] today
If your will was created prior to these dates, it’s time for a review: April 14, 2003: Compliance dates for HIPAA January 1, 2005: This is critical if you live in a state that has an individual state estate/inheritance tax December 17, 2010: This is the official enactment date for the Tax Relief, Unemployment Insurance Reauthorization and Job Creation Act of 2010
If this were a simple tax compliance exercise, a US citizen taxpayer living in Canada might amend US returns for the past three to six years to get into compliance. To get into immigration compliance for naturalization purposes, the green card should amend ALL nonresident returns filed since becoming a green card holder
A fair amount of taxpayers are familiar with at least the basics behind gifts and taxes, but it’s important to understand your obligations when making taxable gifts to others to ensure your compliance with the Internal Revenue Code
Incentive - It's against compliance for reverse mortgage companies to pay financial planners for referrals
Hence, fiduciary status may result, and the impartial conduct standards deemed to apply, if courts determine (as seems likely) that compliance with the DOL's impartial conduct standards (which the DOL mandates to so occur, under the extensions) is an implied term of every contract
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