Ethics CE: CFP Board's Revised Code and Standards - Elevating the Profession

When:  Nov 13, 2019 from 2:00 PM to 3:00 PM (ET)

This program fulfills the requirement for CFP Board approved Ethics CE. It has been designed to educate CFP® professionals on CFP Board's new Code of Ethics and Standards of Conduct effective October 1, 2019.

Level of Complexity: Intermediate

Course Objectives

  • Act in accordance with CFP Board's fiduciary duty.
  • Recognize situations when specific information must be provided to a client.
  • Recognize and avoid, or fully disclose and manage, Material Conflicts of Interest.
  • Identify the structure and content of the revised Code and Standards, including significant changes and how the changes affect CFP professionals.
  • Apply the Practice Standards when providing financial planning.


Online Instructions:
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