Compliance Considerations in Joining or Leaving an RIA

You're invited to a virtual coaching session ioming up at 4 pm ET on Tuesday, July 31st with Todd Sakoda and John Carr (The Consortium) on "Compliance Considerations in Joining or Leaving an RIA."   Here are some details:

As a next generation financial planner, you may be searching for answers to a lot of unanswered questions. Because you don't know what you don't know, there are likely questions that you don't even know to ask. Not being armed with the right questions and insight could hamper your next career move.

In this interactive, 60-minute virtual FPA Coaches Corner Spotlight on Compliance Considerations in Joining or Leaving an RIA Firm, you'll learn about the fundamental issues that everyone, especially younger professionals, should be aware of when changing jobs. In this session, you will learn about Employment Contracts, Non-Compete Clauses, Non-Solicitation Agreements, Client "Ownership", and more.

FPA members can register at : zoom.us/meeting/register/...

We hope to see you there!