SEC Regulation Best Interest: What it Means for Financial Planners

When:  Sep 19, 2019 from 16:00 to 17:00 (ET)

 If you didn't have time to read the 770-page rule and explanations for the new SEC Regulation Best Interest rule, FPA has got you covered. The law firm of Carr Butterfield, LLC, will break down the intricacies of Regulation Best Interest and what it means for financial planners. This program is the first in a series of SEC programs that FPA will present to its members.

Overview: General review of subject from a broad perspective/ dive into basic knowledge on a skill or topic. For newer CFP® or unfamiliar with subject.

Course Objectives:

  • Identify the difference between a fiduciary standard of care and regulation best interest
  • Learn how financial planners need to comply with Regulation Best Interest
  • Be exposed to the SEC's Regulation Best Interest (Reg BI) and how it applies to financial planners

PLEASE NOTE THAT CE CREDIT IS ONLY AVAILABLE FOR THE LIVE PRESENTATION

More information

Location

Online Instructions:
Url: http://learning.onefpa.org/store/seminar/seminar.php?seminar=144967
Login: Free for FPA Members