Meeting FINRA & SEC Cybersecurity Guidelines for Remote Working

When:  May 28, 2020 from 3:00 PM to 4:00 PM (ET)

The COVID-19 pandemic has forced financial professionals and investment advisory firms across the country to quickly transition their businesses to remote working in order to continue operations. 

Many made the move prematurely, without having sufficient cybersecurity tools and policies in place… all of which could leave a firm noncompliant with industry regulators. 

Delainna Burton, will help attendees to understand what it means to be remote working compliant and how to protect their firms, clients and reputation in the process.

Topics that will be discussed:

  • Cybersecurity Requirements of FINRA, SEC and State Regulators
  • Remote Working Policies
  • Best Practices for Your Remote Employees
  • Helpful Cybersecurity Tools & Resources
  • And more!

About the presenter:

Delainna Burton is Owner of Cybersecurity Boutique – a cybersecurity consulting, auditing and training firm. She has worked within the Financial Services industry for over 15 years helping businesses to meet strategic and financial goals. Her area of expertise is cybersecurity regulation for financial firms and advisors.  

Delainna holds an MBA from Babson College, BS degree in Finance from Wayne State University and is a Harvard University Cybersecurity Certificant. 

Contact

Christine Richardson

[email protected]