John, The company is required to file form 5500. For a retirement plan form 990 is only filed when the plan has UBTI.
Profit Sharing 3. 401k/403b 4. 457 5
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In part because the DOL's quantitative analysis focused on IRA accounts, and the often-cited "$17 billion a year in savings for retirement investors" does not include the additional savings likely in 401k and other ERISA-covered qualified retirement plans
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