Announcements

  • SEC's Investment Advice Rule Package Webinar

    Haven't had a chance to read the 1,363 pages of the SEC's Investment Advice Rule Package? No problem, FPA has you covered!

    Join us for ‘A Deep Dive Into the SEC’s Investment Advice Rules Package’ on July 18 at 2:00 pm ET.

    In this webinar, attorneys from the Groom Law Group will give an overview of each of the SEC's final rules—Regulation Best Interest, Form CRS Relationship Summary and Form ADV Amendments, Commission Interpretation Standard of Conduct for Investment Advisers, and Commission Interpretation Broker-Dealer Exclusion. There will be time for questions at the end of the presentation. Register Now!